Risk and Regulatory Evolution in Financial Services

Format: On Demand
Duration: 1 Hour 0 Minutes

About This Webinar

This live and recorded web based CLE will provide attendees with an introduction to the SEC’s “Phase 2” cyber exam sweep letter and other related financial services cybersecurity and privacy framework. This letter asks recipients to deliver, in advance, over 60 cyber-related items. This seminar will help lawyers advise their clients who are seeking to understand if their client is prepared to fulfill such an in-depth request. The panelists will provide insights to lawyers who are advising clients on how to respond to the cyber sweep letter, and will review the regulatory landscape surrounding this and related topics. This seminar also offers an opportunity to hear industry leaders discuss the SEC 2017 risk alert and 2018 cybersecurity guidance.

This course is brought to you by the Global Cyber Institute and Thomson Reuters and it is national accredited (get CLE in all 50 states).

Topics that will be discussed:

  1. SEC and federal regulations relating to cybersecurity or client privacy specific to financial services
  2. Review cyber sweep exam letter
  3. Impact of new SEC cybersecurity guidance

Who should attend?

  • Lawyers
  • Insurance executives
  • In-house counsel
  • Business executives
  • Privacy attorneys


Attending the webinar

If you would like to attend the program, please click this link and add the program to your “Cart.” Please note you may need to click the link twice to reach the webinar’s page. To register for the program for free please use the following code: LNF100. When checking out please make sure that you only have this webinar in your cart, otherwise you may encounter problems when checking out. If you know someone who might be interested in this webinar, please forward this email to them.

About Law & Forensics

Law & Forensics is a strategic consulting firm with a global presence that assists clients with sensitive and complex electronic discovery, information governance, computer forensic, information security, and privacy issues. With a strong record for getting results, reducing costs, mitigating legal risks, and delivering value, Law & Forensics provides corporations, government agencies, law firms and other legal, business, and technology stakeholders with solutions to address complex litigations, sensitive investigations, and regulatory inquiries.

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