Digital Banking Compliance Services
Law & Forensics helps financial institutions navigate the complex, fast-changing digital banking regulatory landscape, building compliance programs that withstand scrutiny and support growth.
Digital Banking Compliance Services capabilities
Compliance Strategy and Implementation
We develop a tailored compliance strategy spanning the full spectrum of applicable regulations and integrate it seamlessly into existing operations, making compliance a natural part of how the institution runs.
Risk Assessment and Management
We conduct comprehensive risk assessments to identify compliance vulnerabilities across digital banking operations, then help prioritize and mitigate those risks to strengthen both regulatory standing and operational security.
Training and Education
We design customized training programs that equip employees with the knowledge and skills to maintain compliance in their daily work, building a durable compliance culture from the ground up.
Regulatory Reporting and Monitoring
We streamline reporting processes and provide ongoing monitoring support so submissions to regulatory authorities are timely, accurate, and defensible.
Audit and Examination Preparation
We prepare institutions for regulatory audits and examinations by reviewing compliance documentation and addressing potential areas of concern, reducing the likelihood of negative findings.
Digital Banking Compliance Services — matters we are engaged for
Examination findings require a documented response
Matters requiring attention need a remediation plan with owners, dates and evidence of completion. Assertion alone does not close them.
A new product outruns its compliance review
Payments features and digital-asset offerings reach launch before the regulatory analysis is complete. Establishing the applicable obligations early is what avoids retrofitting them.
Reporting obligations are met manually and inconsistently
Filings assembled by hand vary with whoever assembles them. Systematising the extraction is what makes them reproducible and defensible.
Multiple regulators impose overlapping requirements
Federal and state supervisors, plus card network rules, apply simultaneously with different definitions. Mapping the overlap prevents duplicated effort and missed obligations.
Digital Banking Compliance Services — frequently asked questions
What does a digital banking compliance engagement cover?
Engagements span strategy development and implementation, risk assessment, employee training, regulatory reporting and monitoring, and audit and examination preparation, tailored to the institution's specific regulatory obligations.
How does Law & Forensics help prepare for a regulatory examination?
We review compliance documentation, identify and address potential areas of concern, and provide guidance so the institution can clearly demonstrate its commitment to compliance and reduce the risk of negative findings.
Do you build compliance programs for institutions of all sizes?
Yes. We work with both large and small organizations, from growing digital banks and fintech companies to credit unions, tailoring solutions to each client's goals, requirements, and budget.
How do you help reduce ongoing compliance incidents?
We combine workforce training that builds awareness of regulatory responsibilities with risk assessment and monitoring, which together help institutions reduce compliance incidents and sustain a strong compliance posture.
Digital Banking experts who testify to this work
Full expert panel →
David Cass
Expert Consultant · Head of FinTech Practice
Cryptocurrency & Digital Assets · Blockchain
J-Michael Roberts
Senior Director
Digital Assets & Crypto
Jeremy Desor
Senior Consultant
Complex Financial Crime
Our experts serve as court-appointed special masters, forensic neutrals, and arbitrators — 40 appointments are listed by matter and citation.